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Road map - financial markets

►See also Financial services | Other topics | About the road map

Topic
Domestic Australian markets Overseas markets Exemptions Assessment reports - Australian Pacific Exchange Limited - Australian Stock Exchange Limited/ ASX Futures Exchange Limited - Bendigo Stock Exchange Limited - Board of Trade of the City of Chicago Inc - Chicago Mercantile Exchange Inc - EBS Service Company Limited - Eurex Frankfurt AG - Golden Circle Limited	Assessment reports- continued - ICAP Europe Limited - IMB Ltd - Mercari Pty Limited - Reuters Transaction Services Limited - Stock Exchange of Newcastle Limited - Sydney Futures Exchange Limited/SFE Corporation Limited - Yieldbroker Pty Limited Listed entities - Continuous disclosure

► Domestic Australian markets

	►See also Clearing and settlement facilities

RG 172	Australian market licences: Australian operators
REP 83	Small and mid-cap miners study
CO /675	Sydney Futures Exchange — managed discretionary accounts
CO 00/2451	Electronic lodgment of certain reports with the ASX - approval
CO 00/2449	ASX Electronic Lodgment Facility - relief from paper form lodgment
CO 01/15	Sydney Futures Exchange — participant's relevant interest and voting power
CO 02/1022	Sydney Futures Exchange Limited — operation of managed discretionary accounts by associate participants
CO 02/138	Announcements to financial markets by holding companies about financial products (other than securities) issued by subsidiaries
CO 02/313	Part 7.11 — Transfers of securities under Division 3
CO 03/826	Market related records: Australian financial services licensees dealing on overseas markets
CO 03/957	ASX managed investment warrants — disclosure and reporting exemptions
CO 03/965	Sydney Futures Exchange — extension of the definition of "member" of a futures organisation
CO 06/682	Multiple derivative issuers

► Overseas markets

	►See also Fundraising: foreign disclosure documents - mutual recognition

RG 177	Australian market licences: Overseas operators
RG 72	Foreign securities prospectus relief
RG 163	Takeovers: Minimum bid price principle
CO 00/185	Foreign securities
CO 00/214	Foreign securities: listed foreign companies making 20 or fewer offers in Australia in 12 months
CO 02/249	Approved overseas financial markets: s257B(7)
CO 02/259	Downstream acquisitions: foreign stock markets
CO 02/263	Foreign interests in a managed investment scheme traded on an approved foreign exchange: 20 or fewer offers in Australia in 12 months
CO 02/284	CHESS-approved foreign securities
CO 02/311	CHESS Depositary Nominees Pty Ltd — CDIs
CO 04/10	Statement of Advice relief for certain products able to be traded on an approved foreign market
CO 04/443	Licensing relief for offshore participants in the market operated by Eurex Frankfurt AG
CO 04/444	Licensing relief for offshore participants in the market operated by Chicago Mercantile Exchange Inc.
CO 04/829	US CFTC regulated financial services providers
CO 04/1313	Germany BaFin regulated financial service providers
CO 05/84	JSE Securities Exchange South Africa added to ASIC's downstream acquisition takeover relief

► Exemptions


CO 03/578	Financial Services Guide exemption for market making services on a licensed market
CO 04/443	Licensing relief for offshore participants in the market operated by Eurex Frankfurt AG
CO 04/444	Licensing relief for offshore participants in the market operated by Chicago Mercantile Exchange Inc.
CO 04/1570	Licensing relief for some overseas dealers or market makers in derivatives and foreign exchange contracts

► Assessment reports


	Australian Pacific Exchange Limited
REP 61	Market assessment report: Australian Pacific Exchange Limited (November 2005)
REP 90	Market assessment report: Australian Pacific Exchange Limited (February 2007)
REP 116	Market assessment report: Australian Pacific Exchange Limited (March 2008)

	Australian Stock Exchange Limited/ ASX Futures Exchange Limited
REP 25	Market assessment report: Australian Stock Exchange Limited/ ASX Futures Exchange Limited (June 2003)
REP 32	Market assessment report: Australian Stock Exchange Limited/ASX Futures Exchange Limited (August 2004)
REP 46	Market assessment report: Australian Stock Exchange Limited (June 2005)
REP 68	Market assessment report: Australian Stock Exchange Limited (February 2006)

	BGC Partners Australia Pty Limited
REP 120	Market assessment report: BGC Partners Australia Pty Limited (March 2008)

	Bendigo Stock Exchange Limited
REP 35	Market assessment report: Bendigo Stock Exchange Limited (November 2004)
REP 47	Market assessment report: Bendigo Stock Exchange Limited (July 2005)

	Bloomberg Tradebook Australia Pty Ltd
REP 115	Market assessment report: Bloomberg Tradebook Australia Pty Ltd (March 2008)

	Board of Trade of the City of Chicago Inc
REP 92	Market assessment report: Board of Trade of the City of Chicago Inc (February 2007)
REP 103	Market assessment report: Board of Trade of the City of Chicago Inc (March 2008)

	Chicago Mercantile Exchange Inc
REP 52	Market assessment report: Chicago Mercantile Exchange Inc (July 2005)
REP 72	Market assessment report: Chicago Mercantile Exchange Inc (May 2006)
REP 93	Market assessment report: Chicago Mercantile Exchange Inc (March 2007)
REP 102	Market assessment report: Chicago Mercantile Exchange Inc (March 2008)

	EBS Service Company Limited
REP 73	Market assessment report: EBS Service Company Limited (May 2006)
REP 104	Market assessment report: EBS Service Company Limited (October 2007)

	Eurex Frankfurt AG
REP 48	Market assessment report: Eurex Frankfurt AG (July 2005)
REP 48	Market assessment report: Eurex Frankfurt AG (May 2006)


	Golden Circle Limited
REP 43	Market assessment report: Golden Circle Limited (June 2005)
REP 98	Market assessment report: Golden Circle Limited (August 2007)
REP 117	Market assessment report: Golden Circle Limited (May 2008)

	ICAP Europe Limited
REP 44	Market assessment report: ICAP Europe Limited (June 2005)
REP 70	Market assessment report: ICAP Europe Limited (February 2006)
REP 91	Market assessment report: ICAP Europe Limited (February 2007)

	IMB Ltd
REP 86	Market assessment report: IMB Ltd (October 2006)
REP 100	Market assessment report: IMB Ltd (September 2007)

	Mercari Pty Limited
REP 80	Market assessment report: Mercari Pty Limited (August 2006)
REP 105	Market assessment report: Mercari Pty Limited (October 2007)

	National Stock Exchange of Australia Limited (Stock Exchange of Newcastle Limited)
REP 36	Market assessment report: Stock Exchange of Newcastle Limited (December 2004)
REP 41	Market assessment report: Stock Exchange of Newcastle Limited (June 2005)
REP 82	Market assessment report: Stock Exchange of Newcastle (September 2006)
REP 118	Market assessment report: National Stock Exchange of Australia Limited (March 2008)

	Reuters Transaction Services Limited
REP 64	Market assessment report: Reuters Transaction Services Limited (November 2005)
REP 85	Market assessment report: Reuters Transaction Services Limited (September 2006)
REP 101	Market assessment report: Reuters Transaction Services Limited (March 2008)

	Sydney Futures Exchange Limited/SFE Corporation Limited
REP 26	Market assessment report: Sydney Futures Exchange Limited/SFE Corporation Limited (November 2003)
REP 40	Market assessment report: Sydney Futures Exchange Limited (April 2005)
REP 56	Market assessment report: SFE Corporation Limited (August 2005)
REP 62	Market assessment report: Sydney Futures Exchange Limited (November 2005)
REP 75	Market assessment report: Sydney Futures Exchange Limited (May 2006)
REP 99	Market assessment report: Sydney Futures Exchange , SFE Clearing Corporation Limited, Austraclear (Nov 2007)

	Yieldbroker Pty Limited
REP 45	Market assessment report: Yieldbroker Pty Limited (June 2005)
REP 60	Market assessment report: Yieldbroker Pty Limited (October 2005)
REP 87	Market assessment report: Yieldbroker Pty Limited (November 2006)
REP 114	Market assessment report: Yieldbroker Pty Limited (March 2008)

► Listed entities


RG 193	Notification of directors' interests in securities—listed companies
	Continuous disclosure
RG 66	Transaction specific disclosure
RG 86	Beneficial ownership notices
RG 95	Disclosing entity provisions relief
RG 25	Takeovers: False and misleading statements
RG 62	Better disclosure for investors
RG 73	Continuous disclosure obligations: infringement notices

ASIC Website: Printed 11/24/2008